Senior Regulatory Compliance Manager

Negotiable

MV98

Dubai

Banking



Our client, a multi-awarded local bank in the UAE is currently searching for an experienced and hands-on Senior Regulatory Compliance Manager to join their dynamic team in Dubai.
This position will lead the Regulatory Compliance function, ensure appropriate compliance framework, and managing associated compliance processes and Conduct Compliance matters.

The role

- Managing a team of 4 people and deputizing the Head of Compliance in his absence
- A key member of Compliance Management team ensuring all aspects of Compliance agenda are met, including effective escalation to management
- Managing direct report responsible for interaction with Central Bank, SCA, other regulator ensuring all workflow is captured, reported, analysed as relevant
- Working with bank wide project team to support and provide input to implementation of CBUAE new Consumer Protection and Market Conduct legislation
- Managing Policy, procedures and associated Compliance responsibilities for Conflicts of Interest , including establishing and maintaining Conflicts of Interest register
- Assist the Head of Compliance, Compliance Management and MLRO in providing training and awareness to relevant stakeholders, especially in high risk business areas

Client requirements

- 8-10 years’ experience from a similar background in a top tier international bank
- Expertise on the new Consumer Protection and Market Conduct legislation
- Strategic and hands-on leader
- Strong education background and has excellent presentation skills

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