Compliance Manager




Banking & Financial Services

Mark Williams is presently headhunting for a Compliance Manager with a major GCC investment firm.

The role:

-Advise investment teams and other functional areas on relevant aspects of overall compliance program and ensuring that the organization’s activities satisfy pertinent legal & regulatory requirements
-Assist with the review and updating of compliance policies & procedures periodically
and as they pertain to regulatory developments as well as advise and train Investment team on policy, procedure, and other ad hoc issues
-Establish a best in class Compliance function by building necessary policies, frameworks and procedures
-Build a compliance framework for the portfolio companies to manage governance
-Report deficiencies and recommend improvements towards required standards Implementation of compliance and ethics program (internal and external)
- Presentation of compliance findings to senior management and the Audit & Risk
Management Committee
-Conduct compliance monitoring related to investment guidelines and side letter


-Bachelors Degree in Law or Finance
-8-12 years financial services experience in a compliance related function with an investment background
-Expert knowledge in compliance standards and practices and relevant international
rules and regulations including money laundering

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